Implementing Evidence-Based Practices and Measuring Success
Dean Aufderheide, Ph.D.
Director of Mental Health Services
Florida Department of Corrections
Lorelei Ammons, Psy.D.
Mental Health Program Administrator
Kansas Department of Corrections
October/November 2011,
Corrections Today
Editor's Note: The
views expressed in this article are those of the author and not
necessarily the American Correctional Assocation.
There is no doubt that
self-injurious behaviors appear to be on the rise in the U.S. In
the early 1980s, the rate was about 400 per 100,000 citizens.1
Within two decades, the rate had more than doubled to about
1,000 per 100,000.2 Individuals most likely to engage in
self-injurious behaviors were identified as those with serious
emotional disturbance or with a severe and persistent mental
illness. It is not surprising, therefore, that since the
percentage of prison offenders with serious mental illness has
tripled in the past three decades to about 15 to 20 percent
today, self-injurious behaviors occur with greater frequency
among mentally ill offenders than those with no mental illness.3
The Problem of Self-Injurious Behaviors
In the past several years, the management of self-injurious
offenders has emerged as a critical concern within the
correctional mental health field and has developed into a
problematic public safety/public health issue in communities
throughout America. Every day, every hour, offenders in
America's prisons and jails cut themselves with sharp objects,
insert paperclips in their abdomens, swallow harmful substances
and objects, and bang their heads against the wall. These
self-destructive behaviors often occur with conscious,
nonsuicidal intent and are collectively categorized under a
variety of labels, such as self-injurious behavior, deliberate
self-harm, self-inflicted violence, parasuicide,
self-mutilation, etc. While only a small percentage (two-three
percent) of the offender population repetitively engages in
these deliberate self-harm behaviors, they frustrate staff,
disrupt institutional operations and incur significant medical
costs.
Identifying Critical Issues
In tackling the challenges associated with self-injurious
behaviors, researchers and clinicians have begun to identify and
address the salient issues facing correctional systems in order
to gain an improved outcome for offenders as well as
correctional facilities. Critical concerns that have been
identified include the need to standardize the nomenclature
describing the spectrum of self-injurious behaviors; standardize
a classification system for distinguishing the behaviors that
would fall into the "self-injurious" behavior category;
understand the etiology and identify motivational factors;
establish uniformity in training and programming that emphasizes
interdisciplinary communication, collaboration, control and
care; and develop core competencies for mental health staff in
the identification, assessment, and evidence-based treatment of
self-injurious behaviors. It is imperative, therefore, that the
mental health leadership develops a national strategy for
establishing a collaborative and integrated approach for the
management of offenders that engage in deliberate self-harm
behaviors.
Classification of Self-Injurious Behaviors
Understanding the different etiologies of self-injurious
behavior is a "must" first step for correctional organizations.
In order to develop an appropriate classification system, each
self-harming behavior occurrence should be evaluated to
ascertain motivation, lethality and modes of intent (e.g.
tension reduction, instrumental, mood alteration, suicide,
etc.). Additional information may include demographic
information, disciplinary history, housing assignment at the
time of the self-injury, diagnostic history, costs of off-site
associated medical treatments (such as emergency room treatment,
outpatient hospital procedures, or inpatient hospitalizations),
mental health history, history of medical problems, results of a
suicidal risk assessment and any other pertinent historical
information. Targeted analysis of the data could be utilized to
create profiles for self-injurious behaviors (self-injury
profiles) and to link evidence-based treatments with the
etiologies and core issues surrounding the behaviors.
Multidisciplinary Treatment Planning
In managing and treating self-injurious offenders, holding a
multidisciplinary treatment planning meeting should occur after
the behavioral cause is established and classified, relative to
the self-injurious behavior. Multidisciplinary treatment
planning should involve as many correctional interdisciplinary
staff (e.g. administration, operations, medical, dietary,
chaplaincy service, activity director, volunteers, employment
specialists, etc.) as necessary to collaboratively support the
treatment team's goals. Behavioral management plans may also be
considered and can be an effective tool for a select subset of
self-injurious offenders; if implemented, however, the plan must
be very carefully supervised by mental health staff. Ultimately,
it is the responsibility of the treatment team to establish a
management and treatment plan that appropriately balances risk
needs, staff resources and environmental logistics.
Evidence-Based Treatment
When the treatment goals have been established for a
self-injurious offender, the mental health team may choose from
a variety of treatment techniques. Forensic-focused dialectical
behavioral therapy models, nonviolent crisis intervention,
trauma-informed care programs, as well as other manual-guided
cognitive-behavioral therapy programs are some examples of
evidence-based practices. Integrating interventions focusing
individually on trauma, stress, addictions, criminal thinking
and serious mental illnesses into one intervention or,
"poly-programming," can have a synergistic effect that achieves
successful outcomes in managing offenders that engage in serial
self-injurious behaviors. Before deciding on treatment
programming, however, it is crucial to ensure the therapeutic
outcomes are measurable to determine management and treatment
effectiveness.
Collaborative Leadership
With mental health staff guiding the multidisciplinary treatment
teams and integrating evidence-based practices in self-injury
risk intervention and reduction programs, it is essential that
leaders in correctional mental health establish strong,
collaborative relationships with their correctional leadership.
By strengthening shared responsibilities and embracing the
principles of risk, need and responsivity, mental health
professionals can lead the way in attaining improved outcomes
with this difficult subpopulation of offenders. Accordingly, the
following broad-spectrum goals are recommended to the mental
health leadership:4
-
Goal 1: Promote
awareness that self-injury in correctional settings is a public
safety/public
health problem that is preventable;
-
Goal 2: Standardize
the nomenclature used to describe the spectrum of self-injury
phenomena
and develop a uniform classification system;
-
Goal 3: Develop
evidence-based programming for the identification, assessment and
treatment
of self-injurious behaviors;
-
Goal 4: Promote
efforts to reduce access to means and methods of self-injury;
-
Goal 5: Develop and
promote core competencies for effective clinical and professional
practice;
-
Goal 6: Implement
training for interdisciplinary staff for recognition of offenders at
risk for self
injurious behaviors; and
-
Goal 7: Promote and
support empirical research on self-injurious behaviors that occur in
correctional settings.
Working with
correctional officials and other stakeholders, the mental health
leadership can use these goals as a framework to develop a national
strategy for collaborative programming and management of self-injurious
behaviors in correctional settings.
ENDNOTES
-
Pattison, E.M. and
J. Kahan. 1983. The deliberate self-harm syndrome. American Journal
of Psychiatry, 140(7): 867-72.
-
Favazza, A.R. 1998.
The coming of age of self-mutilation. Journal of Nervous and Mental
Disease, 186(5): 259-68.
-
Treatment Advocacy
Center. April 2009. Treatment advocacy center briefing paper: Jails
and prisons. Arlington, Va.: Treatment Advocacy Center. Retrieved
from
http://www.treatmentadvocacycenter.org/resources/consequences-of-lack-of-treatment/jail/1371.
-
Fagan, T., S.
Helfand, J. Cox and D. Aufderheide. 2010. Self-injurious behavior in
correctional settings. Journal of Correctional Health Care,
16:48-66.
Lessons Learned in Preparing for Disaster
James M. LeBlanc
Secretary
Louisiana Department of Public Safety and Corrections
August/September 2011, Corrections Today
Editor's Note: The views expressed in this article
are those of the author and not necessarily the American
Correctional Association.
In corrections, a disaster is only a phone call away. When the
phone rings, it doesn't matter if staff
are reporting to you that the emergency at hand is caused by an
offender's poor decision-making, an unforeseen medical
emergency, an industrial or nuclear situation or a natural
force, the agency must have a plan of action prepared, practiced
and ready to implement. It is practical for every agency to have
an emergency preparedness plan in place, but being prepared to
execute the plan is what makes the plan viable.
Louisiana's Department of Corrections has survived a unique
array of disaster situations; situations that may not have been
well-scripted in our plans when Hurricanes Katrina and Rita
visited Louisiana's coast in 2005 and our plans were called to
action for the first time on a statewide level. Until that
point, the department had implemented existing plans in
controlled situations and with only minimal experience with mass
evacuations, mass feeding and working hand-in-hand with other
agencies and the community. However, since that time, we have
become an experienced resource to our state and our corrections
colleagues across the nation.
Katrina taught us a great deal about rescue missions and the
importance of having a central depository for information during
an emergency. It was during that experience that the incident
management center concept really came to fruition and we learned
that having the right individuals in a central location taking
information, coordinating communications and making decisions
made executing plans on the ground more efficient. Since that
time, we have learned that plan development requires that these
plans be tested and continually updated as lessons are learned
and resources change. Louisiana has had many opportunities to do
just that through Hurricane Gustav in August 2008, Hurricane Ike
in September 2008, the Deepwater Horizon Oil Spill in April 2010
and recently, the risk of massive flooding from the high waters
rushing through the Mississippi River basin. On May 9, 2011, we
implemented a plan that evacuated and returned 2,090
maximum-security offenders from the Louisiana State
Penitentiary. It was an evacuation that had never, in the
history of this department, been conducted and we were able to
accomplish the moves in five strategically planned days.
Even today, with all the experience we have under our belt, we
are conducting after-action reviews of our plans and modifying
them using the lessons most recently learned. As the waters of
the Mississippi River are receding and the threat has
diminished, we can safely say we are even more prepared.
We know from these experiences that the training and expertise
of our staff make the corrections field a valuable resource to
other agencies. As a result, the Louisiana Department of
Corrections is well-represented in the state's Homeland Security
operations with a chair in the governor's Unified Command. As a
key player at Louisiana's Governor's Office of Homeland
Security, we are able to educate other agencies on the needs and
role of corrections and build relationships to ensure mutual
support. This has also helped us connect to local Homeland
Security directors to build local relationships for
area-specific incidents. Likewise, we are able to offer services
and experiences to other agencies that they may not have
otherwise known existed.
We have learned many lessons through our experiences, including
that the entire state benefits when there is an orchestrated
response. I believe that practice doesn't make perfect, but
provides the opportunity to find plan flaws and make revisions,
and supports efficient implementation. We learned from Katrina
that assisting in the evacuation of local offenders in advance
when there is a threat is far more effective and less costly
than operating a rescue mission for more than 7,000 offenders.
We could not have anticipated that our search experiences would
prove valuable to recovering displaced caskets or that our
training would lead us to assist with a devastated criminal
justice system that had limited resources for making arrests and
displaced court operations. Hurricane Rita taught us that we can
free up emergency response workers for other duties by filling
sandbags for the community using offender labor. Hurricanes
Gustav and Ike taught us that providing support to our local
agencies ultimately benefits our operations. For example, we
loaned generators to our local water companies to help them
provide water to the community, which also services our
facilities. During the Deepwater Horizon spill, we realized the
value of the relationships we've built with our sheriffs when we
were called upon to execute quick classification reviews to fill
available work program beds and provide labor support for the
work that was done to protect Louisiana's coast.
In the most recent months, as water threatened to fill
Louisiana's oldest and highest security prison farm, we learned
that it takes far more time to move maximum-custody offenders
than anticipated. We learned from this experience that
innovative ideas make the most sense. For example, those
offenders who were not moved from Louisiana's maximum-custody
facility were placed in the unit closest to the levee. While it
seems to be directly in harm's way, the reality was that it was
the closest place on the farm to high land and would allow quick
relocation via foot should a breach to our levee system have
occurred.
Through all of these experiences, we've recognized that it is
vitally important to conduct an annual inventory of resources
available by location (i.e., buses, flex cuffs, rated capacity
beds, generators, etc.), including those resources available to
us through our partnerships with the local level (i.e., sheriff
buses). We know now that nontraditional resource inventories are
also a necessity. For instance, knowing how many staff members
have experience driving buses, even though they don't do so as
part of their day-to-day job, is valuable when conducting mass
moves. Likewise, every experience has produced feedback from the
offender population that being involved in emergency response
efforts benefits them as well. It presents the opportunity for
them to give back to the community, while also keeping them from
feeling helpless when their own families are being affected by
the disaster.
It cannot go without saying that as states across the country
face the necessity to trim their budgets, being aware of the
lack of resources for emergency response should not go
unnoticed. We found in our recent evacuation that limited
staffing meant we had to call on law enforcement partners such
as state police, sheriffs, and our probation and parole staff,
who aided in the process by providing security and transport
escorts, and worked special details such as patrolling the levee
looking for sand boils.
Being prepared for disaster is so much more than having a
written plan for what will occur within the fences of our
facilities. It requires a wide-angle view of the role of
corrections in providing public safety. It requires educating
others on your needs and capabilities. Most important, it
requires practice to make response as near perfect as possible.
Together We Can Stop the Rape of Inmates
Lovisa Stannow
Executive Director
June/July 2011, Corrections Today
Editor's Note: The views expressed in this article
are those of the author and not necessarily the American
Correctional Association.
Just Detention International Just one year ago, this would have
been unthinkable." That's what ran through my mind as I sat in a
room filled with ACA members and listened to prison rape
survivor Scott Howard tell his story. Scott was part of Just
Detention International's (JDI) panel at the 2011 ACA Winter
Conference in San Antonio discussing how corrections officials
and advocates can - and must - work together to end sexual abuse
behind bars.
Howard described being raped and extorted by a white supremacist
gang in a Colorado prison. He had begged officials for
protection, only to be called a "whiner" and told that, as a gay
man, he should expect to be targeted by one gang or another. For
months, Howard was so afraid of other inmates that he refused to
leave his cell.
There was total silence as he spoke. It was impossible to know
what the audience was thinking. But Howard kept on, his voice
never wavering - and when he finished, the room burst into
applause. The deputy commissioner of a state correctional agency
walked up to the podium and embraced him, saying, "Scott, it
wasn't your fault."
I think of that hug as a symbol of the shift that has begun
within the U.S. corrections community. Howard too was amazed.
"They listened, they really listened," he said. "Even after what
I went through, I've always believed that most prison staff
would like to protect inmates. Today I had that feeling
reaffirmed."
There is a new acceptance among corrections officials that
sexual abuse in detention facilities is a much bigger problem
than has generally been acknowledged. JDI is increasingly
hearing more from prisons and jails seeking help and advice.
Advocates are changing their approaches too, recognizing that no
reform efforts can succeed if they aren't embraced by the men
and women charged with implementing them. Both sides are
agreeing to respect significant differences of opinion while
noting each other's essential roles in this effort. The shift
away from antagonism toward collaboration is critical - and long
overdue. Collaboration is not easy, and it takes courage.
I believe that sexual violence in detention facilities
constitutes a human rights crisis. I am appalled by the fact
that some corrections officials abuse prisoners - or look the
other way when inmates abuse each other. I feel strongly that
prisons and jails should be subjected to external, independent
monitoring, which results in publicly available reports. I
consider it a moral outrage that the United States incarcerates
one-quarter of the world's detainees. I also firmly believe that
the vast majority of corrections officials are good people who
want nothing more than safe facilities where everyone - staff or
inmate - is treated with dignity.
JDI's panel in San Antonio included two such officials, Jodi
Ramirez, health services manager, and Charles Contreras,
investigative sergeant from the California Correctional
Institution. They have long worked with JDI to end sexual abuse
within the large prison. Still, in facilities across the
country, new leaders like Ramirez and Contreras are emerging.
They are implementing PREA even before national standards have
been finalized by the U.S. attorney general. They are
recognizing that prisoner rape is preventable, and that it's
their job to stop it.
But individual trailblazers can't do the work alone. Sexual
violence in detention facilities is a systemic problem. To end
it, corrections leaders must show courage, even when it means
criticizing (and punishing) people within their own ranks. When
every single officer knows that sexual abuse will not be
tolerated, and understands fully that silence does not equal
loyalty when colleagues abuse their power - only then will we
see the end to sexual victimization. In the coming years, JDI
will continue to work side-by-side with corrections staff to
protect everyone's right to be free from abuse.
Sustainable Design: Key to New Criminal Justice Complex
Gerald D. "Jerry" Hebert, II, AIA, NCARB, LEED AP
Principal Grace & Hebert Architects, APAC
April/May 2011, Corrections Today
When you think about sustaining our environment, there are
potentially huge consequences in how our buildings are
constructed and work. Owners who are not well informed, or who
choose to not look at the operations and maintenance costs of a
new facility are missing an opportunity to truly understand the
impact of a building's life cycle cost.
A basic principle to understand about buildings is that the
actual cost of construction is typically 15-30 percent of the
building life cycle cost. With this large percentage
attributable to life cycle cost, it becomes easy to understand
the importance and value of sustainable buildings. The best time
to address this is during the design process. Whether you are
renovating, adding on to an existing facility, or building from
the ground up, your architectural design team should be able
help you understand your potential life cycle costs.
With the opportunity to "rebuild" in New Orleans, I have been
fortunate to be able to implement sustainable design strategies
for the New Orleans Parish Criminal Justice Complex. The issue
of sustainable design and the continued operation of a
corrections complex in the eye of another storm was at the
forefront of Sheriff Marlin Gusman's vision. Hurricane Katrina
taught us all many lessons about critical building systems,
evacuations and how to get a facility quickly back in operation
if forced to evacuate. The sheriff's experiences played a key
role in many design decisions.
The new complex, a joint venture between Grace & Hebert
Architects and Sizeler Thompson Brown, was designed using
building information modeling (BIM). This technology has changed
the way we produce a building, from concept to construction
documents to final construction. The implementation of BIM in
the design process allows us to create a virtual building.
Within this virtual building, we are able to modify building
components, orientation and other factors used in efficient
energy modeling and design.
BIM enables owners and designers to carefully, and more
accurately, review the payback of one building scheme relative
to another over the life cycle of a building. Energy modeling
with the BIM Model is relatively new and continuing to improve,
and these tools have become vital to understanding and creating
sustainable buildings. While it was not possible to implement
all of the energy modeling strategies in the New Orleans project
due to technology at the time we started design, we have
currently implemented these strategies on other projects.
The first phase, the nerve center, is a central plant, kitchen
and warehouse. The central plant will handle the distribution of
the complex's utilities, including normal and emergency
electrical power, and mechanical (hot and chilled water) for the
heating, ventilation and air conditioning (HVAC) system. The
central plant is designed to handle the load of currently
planned buildings and is located well above the flood level
experienced during the hurricane. The new kitchen is designed to
operate with a cook-chill process. The design allows the
facility to store 30 days of meals in the cooler and freezers,
with a complete generator back-up system.
The complex is designed with exercise yards adjacent to each
housing unit. This arrangement creates a large glazed wall for
natural lighting and allows inmates to access an area to the
outside in case all mechanical systems fail. There are operable
windows from the exercise yard to the housing unit to allow for
natural ventilation from the day room while still maintaining a
secure perimeter. Each housing unit will have recycling bins
with central collection points located on each floor. Many other
features relative to sustainability have been incorporated into
the project within the interior finishes, concrete mix
requirements, glazing, plumbing, lighting, energy management and
heat recovery systems.
Sustainability has been addressed throughout the design process
of the New Orleans Parish Criminal Justice Complex. However, the
definition of a green building and what we do to achieve a green
building is often confusing and misunderstood. LEED (Leadership
in Energy and Environmental Design) is a baseline rating point
system that has provided a standard to judge the operations and
design of a building for sustainability. LEED is often confused
and used synonymously with green building design. For example, a
facility may achieve points for the reuse of an existing
structure, using regional construction materials and many other
items acknowledged in the LEED reference guide. LEED is at the
forefront of pushing sustainability, but it is not always
necessary to be LEED-certified to make educated, informed,
sustainable design decisions.
While all of this is important, the real discussion is
sustainability and our environment. Every decision has a
consequence concerning the sustainability of a project, and all
of these factors affect the final solution. Designers, owners
and operators must never lose sight of the long-term maintenance
and operational costs of a facility. If you have not looked at
the sustainability of your facility, the time is now.